The SEC charged BNY Mellon for making misstatements and omissions about the ESG considerations used for investment decisions in some of its mutual funds, and reached an agreement with the company for a $1.5 million penalty. According to the SEC’s order, the firm made claims that all investments in the funds had undergone an ESG quality review, even though that was not always the case.
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InvestingESG is an educational resource from leading shareholder advocacy organization, As You Sow. We provide financial professionals, ESG practitioners, the media, and everyday investors with trusted resources to stay above the noise and focus on building a safe, just, and sustainable world for all.
